Senior Analyst, Regulatory Relations

The Role:

The Regulatory Relations team is responsible for the management and oversight of the firm’s supervisory activities and interactions with regulators. The Regulatory Relations Analyst will serve as a key point of contact, supporting the Senior Manager of Regulatory Relations in the day-to-day management of SoFi’s relationship with its regulators. This individual will also support in promoting clear and consistent internal and external communication, ensuring timely regulatory submissions, identifying emerging issues and reporting key examination metrics. 

What You’ll Do: 

Primary Responsibilities include: 

• Support  management of SoFi’s regulatory relationships, including end to end examination management and ad hoc requests for information and meetings with regulators

• Coordinating regulatory requests for documentation and information, including active request management, and providing effective review and challenge on the responsive documentation and related submissions

• Preparing key stakeholders for interviews and meetings with examiners, including drafting of briefing materials and presentations

• Communicating with key stakeholders and regulators regarding document requests, areas of review and conclusions

• Preparing Management reporting summarizing the Firm’s supervisory activity, including creating targeted and specialized reporting on regulatory developments

What You’ll Need:

• BA/BS Degree or equivalent combination of education and experience

• 4+ years experience working in legal, compliance, audit or other governance functions; and/or direct experience dealing with external regulators and responding to regulatory requests 

• Superior organization and project management skills, attention to detail, and excellent written and verbal communication skills

• General understanding of bank regulations, policy and supervision and familiarity with current regulatory and risk management topics in banking and financial services

• Experience interacting with broad set of stakeholders including with business line staff, senior management and external stakeholders

• Keen attention to detail and ability to quickly grasp key concepts, be flexible and quickly manage change in priorities

• Ability to work in a fast-paced environment and consistently meet deadlines

• Strong problem-solving and research capabilities

• Collaborative and positive mindset; team-first mentality

Nice To Have:

• Relevant experience working at a regulatory agency, and/or significant experience in the financial services industry, or management consulting firm, in a legal, regulatory or audit capacity