Advise on compliance matters relating to Physical Commodities trading
Assist with the management of the operational, reporting, and risk related elements of the Compliance program
Track, react to, and advise on global physical commodities and financial regulations, including REMIT, REACH, CBAM
Assist with counterparty, vendor, broker, product, and new markets onboarding processes
Assist with oversight of regular filing and reporting requirements.
Perform risk assessments, including conduct, financial crime, and money laundering risk assessments and remediate any potentially significant risks
Assist with the broader compliance program, including developing policies, monitoring adherence to these policies, and performing focused thematic reviews on Metals related topics
Required Qualifications:
3 + years Compliance advisory with physical commodities experience (metals experience preferential)
Dealing with regulatory requests and fielding queries
Experience reviewing surveillance escalations
Developing and implementing appropriate compliance program, including policies/procedures/systems/training
Experience of setting up and obtaining required licenses
