Compliance Analyst - Commodities

The Compliance Department at Squarepoint has a wide range of roles and responsibilities that seek to: 

• Maintain and protect the good reputation of the firm 

• Promote a strong culture of compliance and ethical behavior 

• Ensure compliance with the multitude of laws and regulations that the firm is subject to. 

Position Overview 

• Advise on compliance matters relating to Physical Commodities trading
• Assist with the management of the operational, reporting, and risk related elements of the Compliance program 
• Track, react to, and advise on global physical commodities and financial regulations, including REMIT, REACH, CBAM 
• Assist with counterparty, vendor, broker, product, and new markets onboarding processes 
• Assist with oversight of regular filing and reporting requirements. 
• Perform risk assessments, including conduct, financial crime, and money laundering risk assessments and remediate any potentially significant risks 
• Assist with the broader compliance program, including developing policies, monitoring adherence to these policies, and performing focused thematic reviews on Metals related topics

Required Qualifications:  

• 3 + years Compliance advisory with physical commodities experience (metals experience preferential)
• Dealing with regulatory requests and fielding queries
• Experience reviewing surveillance escalations
• Developing and implementing appropriate compliance program, including policies/procedures/systems/training
• Experience of setting up and obtaining required licenses
• Financial Knowledge
• Overall Compliance systems experience
• Communication in English