We are seeking an experienced Compliance Officer to join our fast-growing London Office. At IMC, the Compliance Officer enjoys a unique opportunity to work closely with our Trading, Legal, Risk and Technology teams, by providing expert compliance support to IMC’s FX and Commodity Optionsbusiness. You will add value in playing a crucial role by ensuring our business operates and grows safely in accordance with exchange rules, regulations, and laws.

We are seeking an experienced Compliance Officer to join our fast-growing London Office. You will be combining operational experience with regulatory knowledge to improve our compliance framework and monitoring processes. We are looking for someone with a critical, proactive and hands-on approach, who is keen to work with various in-house built and external systems and diverse data sets.  The Compliance Officer will report directly to the UK’s Head of Compliance.

Your Core Responsibilities: 

• Providing compliance advice to IMC’s FX and Commodities traders;
• Monitoring our daily trading activity and communications surveillance;
• Investigating and responding to inquiries from exchanges and regulators;
• Managing the daily transaction reporting processes, such as MiFIR and EMIR;
• Interacting with exchanges to ensure correct trading registrations;
• Conducting compliance, anti-money laundering and market abuse risk assessments, and implementing key controls;
• Analysing business development projects and building strong compliance frameworks;
• Assisting with delivering Compliance training to IMC employees;
• Collaborating closely with other IMC global compliance teams.

Your Skills and Experience: 

• 5+ years of compliance experience in derivatives markets;
• Strong knowledge in FX and Commodity derivative trading rules;
• Experience in OTC/algorithmic trading compliance, and surveillance practices;
• Excellent understanding of UK trading rules and regulations;
• Knowledge of US listed derivatives is also a plus (CME, ICE, OCC);
• Strong analytical and communication skills;
• Self-driven, fast learner and ability to perform successfully in a fast-moving environment;
• Process minded and ability to drive improvements in IMC’s control framework.